Regulation

Latest Articles

U.K. Chancellor George Osborne Autumn Budget Announcement

Hedge Fund Managers Troubled by EU Alternatives Regulations

Sarfraz Thind July 30, 2013

High Frequency Trading in the Crosshairs

Loch Adamson October 4, 2012

Five Questions: Tom Stanton on Lessons from the Financial Crisis

SL Mintz June 12, 2012

Eastern Europe Seeks to Avoid EU Contagion

Jonathan Kandell May 11, 2012

SEC Rewards More Cooperation

Stephen Taub April 13, 2012

JOBS Act May Employ the Unscrupulous

Stephen Taub April 3, 2012

VIDEO: CFTC to Finish New Derivatives Rules by September

Ronald Fink March 26, 2012

States Leave Washington Behind in Discipline, Transparency

Craig Mellow March 22, 2012

Will Regulatory Relief Really Rekindle IPOs?

Andrea Burzynski March 12, 2012

Will the SEC Kill Off Money Market Funds?

Rosalyn Retkwa January 19, 2012

How Should Regulators Handle Exchange-Traded Funds?

Steve Rosenbush November 30, 2011

Bankers Continue Resistance to Regulatory Reform

Jeffrey Kutler November 1, 2011

UK Bribery Act Could Have Global Ramifications

Michael F Perlis and Wrenn E Chais June 30, 2011

Reversing the Rush to ‘Fix’ the Derivatives Market

Steve Rosenbush April 27, 2011

Secondary Markets Find Way To Buy and Sell Shares of Privately Held Companies

Udayan Gupta April 18, 2011

Who’s a Fiduciary Now?

Fran Hawthorne April 11, 2011

Why Britain Is So Concerned About Its Big Banks

Steve Rosenbush April 9, 2011

Japan With More Confidence After Earthquake?

Franziska Scheven March 21, 2011

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