Regulation

Latest Articles

SEC Whistleblower Rule: Good Intentions But Bad Consequences

Michael F Perlis and Wrenn E Chais March 11, 2011

What’s Behind the SEC’s Public Pension Investigations?

Judy Ward February 10, 2011

The Banking Regulation Punchbowl

Steve Rosenbush February 10, 2011

Big Names Weigh In On Mortgage Reform

January 4, 2011

Think Tank Urges Slowdown in Dodd-Frank Rulemaking

Jeffrey Kutler December 30, 2010

Private Equity: New Frontiers of Potential Exposure

December 16, 2010

EC Proposes Cash and Synthetic Securitization Ratings

December 16, 2010

Regulators Set Sights on Proprietary Trading

December 16, 2010

Create An Ethical Culture and Reasonable Compensation Rules Will Follow

Jeffrey Kutler December 13, 2010

What Wall Street Can Learn From the BP Spill

November 9, 2010

SEC & CFTC Host Roundtable On Clearing And Listing Of Swaps

Clearinghouses to Get 'Systemic' Tag

Jeffrey Kutler September 21, 2010

The Impact of the SEC’s New Proxy Rules

David Kaufman September 3, 2010

Bayer Boss Gives Rx for America's Chemicals Industry

Julie Segal September 1, 2010

Financial Reform Regulation Fallout

Andrew Baker August 30, 2010

Fannie and Freddie Move Up on Washington Agenda

Jeffrey Kutler August 11, 2010

Canadian Regulators Pack a Punch

Maureen Nevin Duffy August 10, 2010

Regulation, Compliance Back on Top in Risk Survey

Jeffrey Kutler August 2, 2010

CFTC Gets Proximity Rule Right, Traders Say

Jeffrey Kutler July 21, 2010

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