Stub for sourceid 00000184-4307-df97-abf7-cbd7e0020000 Advisors Top the List of the SEC’s 2024 Exam Priorities Issues around investment advisors, broker-dealers, and self-regulatory organizations all made the list of the top seven examination priorities. But the SEC dropped ESG. Stub for sourceid 00000184-4307-df97-abf7-cbd7e0020000 October 17, 2023